SCIENTIFIC ..AME RIC.AN" Established 1845 May 1963 Volume 208 Number 5 The Evolution of the Physicists Picture of Nature An account of how ph)lsical theo/�Y has de(Jeloped in the past and how, in the light of this de(Jelopment, it can perhaps be expected to de(Jelop in the future b,' P. A. M. Dirac In this article I should like to discuss the development of general physical theory: how it developed in the past and how one may expect it to develop in the future. One can look on this con­ tinual development as a process of evo­ lution, a process that has been going on for several centuries. The first main step in this process of evolution was brought about by Newton. Before Newton, people looked on the world as being essentially two-dimen­ sional-the two dimensions in which one can walk about-and the up-and-down dimension seemed to be something es­ sentially different. Newton showed how one can look on the up-and-down direc­ tion as being symmetrical with the other two directions, by bringing in gravita­ tional forces and showing how they take their place in physical theory. One can say that Newton enabled us to pass from a picture with two-dimensional sym­ metry to a picture with three-dimension­ al symmetry. Einstein made another step in the same direction, showing how one can pass from a picture with three-dimen­ sional symmetry to a picture with four­ dimensional symmetry. Einstein brought in time and showed how it plays a role that is in many ways symmetrical with the three space dimensions. However, this symmetry is not quite perfect. With Einstein's picture one is led to think of the world from a four-dimensional point of view, but the four dimensions are not completely symmetrical. There are some directions in the four-dimensional pic­ ture that are different from others: di­ rections that are called null directions, along which a ray of light can move; hence the four-dimensional picture is not completely symmetrical. Still, there is a great deal of symmetry among the four dimensions. The only lack of symmetry, so far as concerns the equations of phys­ ics, is in the appearance of a minus sign in the equations with respect to the time dimension as compared with the three space dimensions [see top equation on page 50]. We have, then, the development from the three-dimensional picture of the world to the four-dimensional picture. The reader will probably not be happy with this situation, because the world still appears three-dimensional to his consciousness. How can one bring this appearance into the four-dimensional picture that Einstein requires the physi­ cist to have? What appears to our consciousness is really a three-dimensional section of the four-dimensional picture. We must take a three-dimensional section to give us what appears to our consciousness at one time; at a later time we shall have a different three-dimensional section. The task of the physicist consists largely of relating events in one of these sections to events in another section referring to a later time. Thus the picture with four­ dimensional symmetry does not give us the whole situation . This becomes par­ ticularly important when one takes into account the developments that have been brought about by quantum theory. Quantum theory has taught us that we have to take the process of observation into account, and observations usually require us to bring in the three-dimen­ sional sections of the four-dimensional picture of the universe. The special theory of relativity, which Einstein introduced, requires us to put all the laws of physics into a form that displays four-dimensional symmetry. But when we use these laws to get results about observations, we have to bring in something additional to the four-dimen­ sional symmetry, namely the three-di­ mensional sections that describe our consciousness of the universe at a cer­ tain time. Einstein made another most important contribution to the development of our physical picture: he put forward the general theory of relativity, which re­ quires us to suppose that the space of physics is curved. Before this physicists 45 © 1963 SCIENTIFIC AMERICAN, INC had always worked with a flat space, the three-dimensional flat space of Newton which was then extended to the four­ dimensional flat space of special relativ­ ity. General relativity made a really im­ portant contribution to the evolution of our physical picture by requiring us to go over to curved space. The general re­ quirements of this theory mean that all the laws of physics can be formulated in curved four-dimensional space, and that they show symmetry among the four dimensions. But again, when we want to bring in observations, as we must if we look at things from the point of view of (Juantum theory, we have to refer to a section of this four-dimensional space. '<\lith the four-dimensional space curved, any section that we make in it also has to be curved, because in general we cannot give a meaning to a flat section in a curved space. This leads us to a picture in which we have to take curved three­ dimensional sections in the curved four­ dimensional space and discuss observa­ tions in these sections. During the past fe.w years people have been trying to apply quantum ideas to gravitation as well as to the other phenomena of physics, and this has led to a rather unexpected development, namely that when one looks at gravita­ tional theory from the point of view of the sections, one finds that there are some degrees of freedom that drop out of the theory. The gravitational field is a tensor field with 10 components. One finds that six of the components are ade­ quate for describing everything of physi­ cal importance and the other four can be dropped out of the equations. One can­ not, however, pick out the six important components from the complete set of 10 in any way that does not destroy the four-dimensional symmetry. Thus if one insists on preserving four-dimensional symmetry in the equations, one cannot adapt the theory of gravitation to a dis­ cussion of measurements in the way quantum theory requires without being forced to a more complicated description than is needed bv the physical situation. This result 'has led me to doubt how fundamental the four-dimensional re­ quirement in physics is. A few decades ago it seemed quite certain that one had I S AAC NEWTON 0642-1727), with his law of gravitation, changed the physicist's picture of nature from one with two·dimensional symmetry to one with three·dimensional symmetry. This drawing of him was made in 1760 by James Ma cardel from a painting by Enoch Seeman. to express the whole of physics in four­ dimensional form. But now it seems that four-dimensional symmetry is not of such overriding importance, since the descrip­ tion of nature sometimes gets simplified when one departs from it. Now I should like to proceed to the developments that have been brought about by quantum theory. Quantum theory is the discussion of very small things, and it has formed the main sub­ ject of physics for the past 60 years. During this period phvsicists have been amassing quite a lot of experimental in­ formation and developing a theory to correspond to it, and this combination of theory and experiment has led to im­ pOitant developments in the physicist's picture of the world. The quantum first made its appear­ ance when Planck discovered the need to suppose that the energy of electro­ magnetic waves can exist only in mul­ tiples of a certain unit, depending on the frequency of the waves, in order to ex­ plain the law of black-body radiation. Then Einstein discovered the same unit of energy occurring in the photoelectric effect. In this early work on quantum theory one simply had to accept the unit of energy without being able to incor­ pOl'ate it into a physical picture. f' he first new picture that appeared was Bohr's picture of the atom. It was a picture in which we had electrons mov­ ing about in certain well-defined orbits and occasionally making a jump from one orbit to another. We could not pic­ ture how the jump took place. We just had to accept it as a kind of discon­ tinuity. Bohr's picture of the atom worked only for special examples, essen­ tially when there was only one electron that was of importance for the problem under consideration. Thus the picture was an incomplete and primitive one. The big advance in the lJuantum theory came in 1925, with the discovery of quantum mechanics. This advance was brought about independently by two men, Heisenberg first and Schrbdinger soon afterward, working from different points of view. Heisenberg worked keep­ ing close to the experimental evidence about spectra that was being amassed at that time, and he found out how the ex­ perimental information could be fitted into a scheme that is now known as matrix mechanics. All the experimental data of spectroscopy fitted beautifully into the scheme of matrix mechanics, and this led to quite a different picture of the atomic world. Schrbdinger worked from a more mathematical point of view, try­ ing to find a beautiful theory for describ- 46 © 1963 SCIENTIFIC AMERICAN, INC ing atomic events, and was helped by De Broglie's ideas of waves associated with particles. He was able to extend De Broglie's ideas and to get a very beautiful equation, known as Schrodinger's wave equation, for describing atomic proc­ esses. Schrodinger got this equation by pure thought, looking for some beautiful generalization of De Broglie's ideas, and not by keeping close to the experimental development of the subject in the way Heisenberg did. I might tell you the story I heard from Schrodinger of how, when he first got the idea for this equation, he immediate­ ly applied it to the behavior of the elec­ tron in the hydrogen atom, and then he got results that did not agree with ex­ periment. The disagreement arose be­ cause at that t ime it was not known that the electron has a spin. That, of course, was a great disappointment to Schro­ dinger, and it caused him to abandon the work for some months. Then he noticed that if he applied the theory in a more approximate way, not taking into ac­ count the refinements required by rela­ tivity, to this rough approximation his work was in agreement with observa­ tion. He published his first paper with only this rough approximation, and in that way Schrodinger's wave equation was presented to the world. Afterward, of course, when people found out how to take into account correctly the spin of the electron, the discrepancy between the results of applying Schrodinger's rel­ ativistic eeluation and the experiments was completelv cleared up. I think there is a moral to this story, . namely that it is more important to have beauty in one's equations than to have them fit experiment. If Schrodinger had been more confident of h is work, he could have published it some months earlier, and he could have published a more accurate equation. That equation is now known as the Klein-Gordon equa­ tion, although it was really discovered by Schrodinger, and in fact was discovered by Schrodinger before he discovered his nonrelativistic treatment of the hydro­ gen atom. It seems that if one is working from the point of view of getting beauty in one's equations, and if one has really a sound insight, one is on a sure line of progress. If there is not complete agree­ ment between the results of one's work and experiment, one should not allow oneself to be too discouraged, because the discrepancy may well be due to minor features that are not properly taken into account and that will get cleared up with further developments of the theory. ALBERT EINSTEIN 0879-1955), with his special theory of relativity, changed the physi· cist's picture from one with three·dimensional symmetry to one with four·dimensional sym· metry. This photo graph o f him and his wife and their daughter Margot was made in 1929. That is how quantum mechanics was discovered. It led to a drastic change in the physicist's picture of the world, perhaps the biggest that has yet taken place. This change comes from our hav­ ing to give up the deterministic picture we had always taken for granted. \Ve are led to a theory that does not predict with certainty what is going to happen in the future but gives us information only about the probability of occurrence of various events. This giving up of deter­ minacv subje�t, has and been a ver'v controversial some people do not like it at all. Einstein in particular never liked it. Although Einstein was one of the great contributors to the development of quan­ tum mechanics, he still was always rath­ er hostile to the form that (luantum mechanics evolved into during his life­ time and that it still retains. The hostility some people have to the giving up of the deterministic picture can be centered on a much discussed paper by Einstein, Podolsky and Rosen dealing with the difficulty one has in forming a consistent picture that still gives results according to the rules of quantum mechanics. The rules of quan­ tum mechanics are quite definite. People 47 © 1963 SCIENTIFIC AMERICAN, INC NIELS BOHR 0885-1962) introduced the idea that the electron m oved a bout the nucleus in well·defined orbits. This photograph was m a de in 1922, nine years after the publication of his paper. MAX PLANCK 0858-1947) introduced the idea that electro· ma gnetic ra diation consists o f quanta, or particles. This photo graph was made in 1913, 13 years a fter his original pa per was published. know how to calculate results and how to compare the results of their calculations with experiment . Everyone is agreed on the formalism . It works so well that no­ body can afford to disagree with it . But still the picture that we are to set up behind this formalism is a subject of controversy . I should like to suggest that one not worry too much about this controversy. I feel very strongly that the stage physics has reached at the present day is not the final stage. It is just one stage in the evo­ lution of our picture of nature, and we should expect this process of evolution to continue in the future, as biological evolution continues into the future. The present stage of physical theory is mere· ly a steppingstone toward the better stages we shall have in the future . One can be yuite sure that there will be better stages simply because of the difficulties that occur in the physics of today. I should now like to dwell a bit on . the difficulties in the physics of the present day. The reader who is not an expert in the subject might get the idea that because of all these difficulties physical theory is in pretty poor shape and that the quantum theory is not much good . I should like to correct this impres­ sion by saying that quantum theory is an extremely good theory. It gives wonder­ ful agreement with observation over a wide range of phenomena. There is no doubt that it is a good theory, and the only reason physicists talk so much about the difficulties in it is that it is precisely the difficulties that are interesting . The successes of the theory are all taken for granted . One does not get anywhere simply by going over the successes again and again, whereas by talking over the difficulties people can hope to make some progress . The difficulties in quantum theory are of two kinds. I might call them Class One difficulties and Class Two difficulties . Class One difficulties are the difficulties I have already mentioned: How can one form a consistent picture behind the rules for the present quantum theory? These Class One difficulties do not really worry the physicist . If the physicist knows how to calculate results and com­ pare them with experiment, he is quite happy if the results agree with his ex­ periments, and that is all he needs. It is only the philosopher, wanting to have a satisfying description of nature, who is bothered by Class One difficulties . There are, in addition to the Class One difficulties, the Class Two difficulties, which stem from the fact that the present laws of quantum theory are not always adequate to give any results. If one pushes the laws to extreme conditions­ to phenomena involving very high ener· gies or very small distances-one some· times gets results that are ambiguous or not really sensible at all . Then it is clear that one has reached the limits of appli­ cation of the theory and that some fur­ ther development is needed. The Class Two difficulties are important even for the physicist, because they put a limita· tion on how far he can use the rules of quantum theory to get results compara­ ble with experiment. I should like to say a little more about the Class One difficulties . I feel that one should not be bothered with them too much, because they are difficulties that refer to the present stage in the develop­ ment of our physical picture and are almost certain to change with future de­ velopment. There is one strong reason, I think, why one can be quite confident that these difficulties will change. There are some fundamental constants in na­ ture: the charge on the electron (desig. nated e ) , Planck's constant divided by 27T (designated Ii) and the velocity of light (c ) . From these fundamental con­ stants one can construct a number that has no dimensions: the number hc/e2. That number is found by experiment to have the value 137, or something very close to 137. Now, there is no known reason why it should have this value rather than some other number . Various people have put forward ideas about it, but there is no accepted theory. Still, one can be fairly sure that someday physicists will solve the problem and explain why the number has this value. There will be a physics in the future that works when lic/e2 has the value 137 and that will not work when it has any other value. The physics of the future, of course, cannot have the three